Licenses

The Spectrum Team holds individual licenses and certifications which include:

  • FINRA Series 7 General Securities License

  • FINRA Series 63 Uniform Securities Agent License

  • FINRA Series 65 Uniform Investment Advisor License

  • FINRA Series 79 Investment Banker License

  • California Real Estate Broker License

  • REIQ License

  • REIQ Registration

  • Certified Intermediary

  • Certified Business Appraiser

  • Certified Machinery & Equipment Appraiser

  • Certified Valuation Analyst

Spectrum Acquisitions is licensed with the California Bureau of Real Estate

  • Real Estate Broker License #01420137

 

 

Securities Transactions cleared through GT Securities, Member FINRA, SIPC